William St Louis
Executive Vice President · Financial Industry Regulatory Authority INC
Executive Vice President at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 2 organizations on the Form 990 record.
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William (Bill) St. Louis is an Executive Vice President and Head of Enforcement at FINRA, managing approximately 350 enforcement staff across 11 U.S.
offices. A 25-year regulatory veteran who joined FINRA in 1998, St.
Louis previously led the National Cause and Financial Crimes Detection Program overseeing anti-money laundering, cybersecurity, and specialized investigations.
Track record
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- Baruch College (B.A.)
- New York University School of Law (J.D.)
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