Thomas M Selman
Executive Vice President · Financial Industry Regulatory Authority INC
Executive Vice President at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 2 organizations on the Form 990 record.
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Thomas M. Selman, CFA, served as Executive Vice President for Regulatory Policy and Legal Compliance Officer at FINRA for 24 years (1996-2020), overseeing corporate financing, advertising regulation, disciplinary affairs, and the Office of Financial Innovation.
He modernized FINRA's advertising regulation programs and led adoption of private placement market oversight. Since retirement, he founded and serves as President and CEO of Scopus Financial Group, providing expert testimony on SEC and FINRA compliance matters.
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- CFA (Chartered Financial Analyst)
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