Robert L D Colby
EVP and Chief Legal Officer · Financial Industry Regulatory Authority INC
EVP and Chief Legal Officer at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 2 organizations on the Form 990 record.
Who this is
Profile
Everything on the left is verified from the IRS filings. The biography on the right is compiled from public web sources and grounded to that filed record.
Robert L.D. Colby is Chief Legal Officer of the Financial Industry Regulatory Authority (FINRA), overseeing rulemaking, interpretive, and corporate legal functions since June 2012.
He brings 28 years of experience from the U.S. Securities and Exchange Commission, where he served as deputy director of the trading and markets division and chief counsel.
Track record
Career & tenure
Real tenure, career, and education — from public web sources, what you need to vet a founder or leader beyond the filing window.
- Harvard Law School · J.D. cum laude
- Bowdoin College · Bachelor summa cum laude
Affiliations
Organizations
Linked as the same person by IRS Schedule R, a shared officer mailing address, or shared fellow board members.
Network
Serves alongside
Other officers, directors & key employees at this person's organizations, by latest reported compensation.
Network
Recommendations
Written by other verified members of the network — visible once you're a verified person yourself.
Loading…