Person · officer / director

Robert W Cook

President & CEO · Financial Industry Regulatory Authority INC

President & CEO at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 3 organizations on the Form 990 record.

This is me

Ambiguous identity This name matches 1 other individual we could not verify as the same person. Each is kept as a separate record below — treat them as distinct people unless an explicit match is confirmed.

Organizations

Roles reported

Reported compensation

$3.5M

Others who share this name

Who this is

Profile

The filed facts are verified from the IRS filings. The biography is compiled from public web sources and grounded to that filed record.

✓ Verified from filings

●

Reported as President & CEO of Financial Industry Regulatory Authority INC, based in Rockville, MD.

●

Received $3.5M in total reported compensation on the most recent Form 990 (Part VII).

●

Also listed as President & CEO, Ex Officio of Finra Regulation INC, uncompensated.

●

Also listed as Chairperson, Thru 2/11/24, Ex Officio Board Member of Finra Investor Education Foundation, uncompensated.

Facts extracted directly from each organization's Form 990, Part VII.

Biography In progress

We're building a sourced biography for every person — from filings, news, and public records, citing where each fact comes from. Person-name searches are our single largest source of demand, so this is what we're shipping next.

Affiliations

Organizations

Linked as the same person by IRS Schedule R, a shared officer mailing address, or shared fellow board members.

Financial Industry Regulatory Authority INC President & CEO · $2.6B revenue · Rockville, MDFINRA IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.pay $2.5M → $3.5MFiled FY2024, FY2023, FY2022, FY2021, FY2020 · Source: Form 990, Part VII

$3.5Mreported comp

Finra Regulation INC President & CEO, Ex Officio · $1.4B revenue · Rockville, MDFINRA REGULATION IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.Filed FY2024 · Source: Form 990, Part VII

Finra Investor Education Foundation Chairperson, Thru 2/11/24, Ex Officio Board Member · $8.9M revenue · Rockville, MDTHE MISSION IS TO EMPOWER UNDERSERVED AMERICANS WITH THE KNOWLEDGE, SKILLS AND TOOLS TO MAKE SOUND FINANCIAL DECISIONS THROUGHOUT LIFE.Filed FY2024 · Source: Form 990, Part VII

Disambiguation

Other people named Robert W Cook

Different individuals who share this name, separated by IRS Schedule R, mailing address, and shared-board evidence. The 990 carries no person identifier, so some may still be the same person.

Robert W Cook 1 organization · Hudson Falls, NYDerby Park Foundatioin INC

Network

Serves alongside

Other officers, directors & key employees at this person's organizations, by latest reported compensation.

Cameron K Funkhouser

Executive Vice President · FY2020

$2.5M

Thomas M Selman

Executive Vice President · FY2020

$2.4M

Gregory Raymond

Senior Vice President · FY2021

$2.2M

Christopher Kelly

Senior Vice President - Thru 11/1/23 · FY2023

$2.1M

Steven J Randich

Executive Vice President & CIO · FY2024

$2.0M

Todd T Diganci

Executive Vice President & Cfao · FY2024

$1.7M

Michael G Rufino

Executive Vice President · FY2021

$1.5M

Gregory Ruppert

Executive Vice President · FY2024

$1.5M

Robert L D Colby

EVP and Chief Legal Officer · FY2024

$1.5M

Susan Tibbs

Senior Vice President · FY2022

$1.3M

Robert Ld Colby

EVP and Chief Legal Officer · FY2020

$1.2M

Nathaniel Stankard

Executive Vice President · FY2024

$1.2M

Network

Recommendations

Written by other verified members of the network — visible once you're a verified person yourself.

Loading…