Robert Ld Colby
EVP and Chief Legal Officer · Financial Industry Regulatory Authority INC
EVP and Chief Legal Officer at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 2 organizations on the Form 990 record.
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Chief Legal Officer of the Financial Industry Regulatory Authority (FINRA) since June 2012, overseeing rulemaking, legal, and dispute resolution functions. Previously a partner at Davis Polk & Wardwell LLP and spent 28 years at the SEC, including serving as deputy director and chief counsel of the Division of Trading and Markets.
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- Harvard Law School (J.D.)
- Bowdoin College (B.A.)
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