Michael G Rufino
Executive Vice President · Financial Industry Regulatory Authority INC
Executive Vice President at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 1 organization on the Form 990 record.
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Michael G. Rufino served as Executive Vice President of Member Supervision at the Financial Industry Regulatory Authority (FINRA), directing the Sales Practice/Business Conduct Program and overseeing risk monitoring and examination programs.
He spent over 32 years at FINRA in progressively senior roles including COO within Member Supervision, and held prior regulatory positions at the New York Stock Exchange before transitioning to the SEC as Associate Director.
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- Iona College (Bachelor's degree)
- Iona College (Master's degree)
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