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Person · officer / director

Gregory Ruppert

Executive Vice President · Financial Industry Regulatory Authority INC

Executive Vice President at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 2 organizations on the Form 990 record.

Organizations
2
Roles reported
2
Reported compensation
$1.5M

Who this is

Profile

Everything on the left is verified from the IRS filings. The biography on the right is compiled from public web sources and grounded to that filed record.

✓ Verified from filings
Reported as Executive Vice President of Financial Industry Regulatory Authority INC, based in Rockville, MD.
Received $1.5M in total reported compensation on the most recent Form 990 (Part VII).
Also listed as Executive Vice President of Finra Regulation INC, uncompensated.
Facts extracted directly from each organization's Form 990, Part VII.
Biography Web-sourced

Gregory Ruppert is Executive Vice President and Chief Regulatory Operations Officer at FINRA (Financial Industry Regulatory Authority Inc), leading Regulatory Operations including Member Supervision, Market Oversight, and Enforcement. He holds a J.D.

from University of the Pacific's McGeorge School of Law and spent over 17 years as an FBI Special Agent achieving Senior Executive Service rank, specializing in complex corporate and securities cases.

Compiled from public web sources (4 cited), grounded to the filed record.

Track record

Career & tenure

Real tenure, career, and education — from public web sources, what you need to vet a founder or leader beyond the filing window.

Education
  • University of the Pacific (B.A.)
  • McGeorge School of Law (J.D.) · University of the Pacific

Affiliations

Organizations

Linked as the same person by IRS Schedule R, a shared officer mailing address, or shared fellow board members.

Financial Industry Regulatory Authority INC Executive Vice President · $2.6B revenue · Rockville, MDFINRA IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.pay $802K → $1.5MFiled FY2024, FY2023, FY2022, FY2021 · Source: Form 990, Part VII
$1.5Mreported comp
Finra Regulation INC Executive Vice President · $1.4B revenue · Rockville, MDFINRA REGULATION IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.Filed FY2024, FY2023, FY2022, FY2021 · Source: Form 990, Part VII

Network

Serves alongside

Other officers, directors & key employees at this person's organizations, by latest reported compensation.

R
President & CEO · FY2024
$3.5M
C
Executive Vice President · FY2020
$2.5M
T
Executive Vice President · FY2020
$2.4M
G
Senior Vice President · FY2021
$2.2M
C
Senior Vice President - Thru 11/1/23 · FY2023
$2.1M
S
Executive Vice President & CIO · FY2024
$2.0M
T
Executive Vice President & Cfao · FY2024
$1.7M
M
Executive Vice President · FY2021
$1.5M
R
EVP and Chief Legal Officer · FY2024
$1.5M
S
Senior Vice President · FY2022
$1.3M
R
EVP and Chief Legal Officer · FY2020
$1.2M
N
Executive Vice President · FY2024
$1.2M

Network

Recommendations

Written by other verified members of the network — visible once you're a verified person yourself.

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Public data from IRS Form 990 e-file & the Business Master File. Individuals appear here because they were named as an officer, director, or key employee on a nonprofit's Form 990; people are grouped by name plus corroborating evidence (Schedule R, shared address, shared board members). · philanthropy.org