Stephanie Dumont
Executive Vice President · Financial Industry Regulatory Authority INC
Executive Vice President at Financial Industry Regulatory Authority INC. Listed as an officer, director, or key employee across 2 organizations on the Form 990 record.
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Chief Market Services Officer at FINRA (Financial Industry Regulatory Authority), overseeing transparency services, credentialing and registration programs. Started career as investigator in NASD Market Regulation Department; holds advanced degrees in finance, law, and securities regulation.
Track record
Career & tenure
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- University of Virginia - BS Finance and Management
- University of Virginia School of Law - JD
- Georgetown University Law Center - LLM Securities and Financial Regulation (with distinction)
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Other people named Stephanie Dumont
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