Security Traders Association

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Security Traders Association (sta) is a grassroots organization comprised of 24 affiliates in the u.s. And canada. Sta's mission is to educate and represent members of the financial services industry across varying business models.

501(c)(6) business league; gifts are not tax-deductible as charitable contributions.
76¢ of each $1 spent went to programs.
Run by 13 volunteers and 3 employees.
Mission: Form 990 Part I, line 1 · Status: IRS Pub. 78 · Programs: Part IX · People: Part I, lines 5–6

Before you give

FY2024 · Form 990Independent: from IRS data, not the org
Download 990
IRS status
501(c)(6)
not on the IRS revocation list
Listed by the IRS and not on the revocation list.
IRS BMF · Auto-Revocation List
Tax-deductible gifts
No
Donations are not tax-deductible
The IRS does not list gifts to it as deductible.
IRS Pub. 78 · IRS BMF
Latest return
FY2024
latest Form 990
The latest return is for FY2024, 2 tax years back.
IRS e-file · Filing history
Surplus or deficit
1 of 5
filings with a surplus
Average deficit $62K a year · 5% of revenue · last 5 filings
A surplus in 1 of the last 5 filings.
Pt I · Ln 19 · 5 filings
Spent on programs
76%
of spending
76% of spending went to programs.
Pt IX · Ln 25 · col B
10.5 mo
of spending, in cash
10.5 months of spending in cash.
Pt X · Ln 1–2 · Pt I · Ln 18
Liabilities
$373K
22% of total assets
Liabilities are 22% of assets.
Pt X · Ln 26
Independent board members
16
of 16 voting members
16 of 16 voting members are independent.
Pt VI · Ln 1a–1b
Revenue
$1.6M
+4% vs prior year
Spent
$1.7M
To programs
76%
Net assets
$1.3M
By yearFY2020–FY2024
Revenue
$1.6M
FY2024▲ +4%
Tap a bar for its year
Revenue by fiscal year
FY2020$738K
FY2021$1.1M
FY2022$1.4M
FY2023$1.6M
FY2024$1.6M
Expenses
$1.7M
FY2024▲ +17%
Tap a bar for its year
Expenses by fiscal year
FY2020$891K
FY2021$1.1M
FY2022$1.5M
FY2023$1.5M
FY2024$1.7M
Net assets
$1.3M
FY2024▼ -7%
Tap a bar for its year
Net assets by fiscal year
FY2020$1.5M
FY2021$1.4M
FY2022$1.3M
FY2023$1.4M
FY2024$1.3M

From the FY2024 Form 990 · figures checked against the IRS filing · see the original

Is it real?

Yes. Never revoked by the IRS. Latest filing on record: FY2024. IRS ruling in Jul 1945.

IRS Pub. 78 · IRS Auto-Revocation List · IRS Business Master File

Where the money goes

76 cents of each dollar spent went to programs.

Program services 76% · $1.3M Management & general 13% · $218K Fundraising 11% · $196K

Form 990 Part IX, line 25, columns B–D. Every line is in By the numbers.

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Who runs it and what they're paid

16 people listed on the 990.

Part VII, Section A · reportable compensation
$0Pt VII · Sec A
Vice Chairma
$0Pt VII · Sec A
Past Chairma
$0Pt VII · Sec A
$0Pt VII · Sec A
$0Pt VII · Sec A
President &
$0Pt VII · Sec A
Governor
$0Pt VII · Sec A
$0Pt VII · Sec A

Compensation history total reportable pay by year · 3 named individuals · Part VII

NameFY2021FY2020
James Toes$200,000$252,500
Dawn Combs$125,000$150,000
Kerry Flynn$21,952$60,349

Total reportable compensation (Form 990 Part VII column D / Schedule J column E) by filing year, matched by name within this organization. The Schedule J base / bonus / deferred breakdown is not parsed into this dataset.

See Security Traders Association executive salaries →

Questions the 990 asks

The form asks each of these directly. These are the filed answers.

  • Family or business ties among officersPt VI · Ln 2No
  • Top official's pay set by an independent reviewPt VI · Ln 15aYes

Programs and updates

Educates and represents financial services industry members across diverse business models.

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2 programs · $1.3M · in their own filed words · FY2024
01

Since being founded in 1934 sta has maintained a strong presence in washington DC engaging with U.S. Regulators and policymakers on issues that directly affect its members. Sta serves and educates individuals employed in the financial services industry.

$1.3Mprogram expense
02

Additional Accomplishments Include

- fifty newsletters & educational articles per year - ten industry open calls on industry topics - two educational conferences per year - women in finance symposium and annual market structure

Pt IX · Ln 25 · col B

By the numbers

The FY2024 990, line by line.

1The main four
Money inPt VIII
$1.6M
Ln 12
Fees for servicesLn 2g$1.2M
Gifts and grantsLn 1h$400K
Investment incomeLn 3$72K
Money outPt IX
$1.7M
Ln 25
Programscol B$1.3M
Managementcol C$218K
Fundraisingcol D$196K
Owns and owesPt X
$1.3M
net assets · Ln 32
Cash and savingsLn 1–2$1.5M
Total assetsLn 16$1.7M
LiabilitiesLn 26$373K
PeoplePt VI, VII
16
listed · VII A
PaidVII A0
Voting boardVI 1a16
IndependentVI 1b16
2In more detail
Revenue in detailPt VIII
Gifts and grantsLn 1h$400K
Fees for servicesLn 2g$1.2M
Investment incomeLn 3$72K
Total revenueLn 12$1.6M
Assets in detailPt X, end of year
CashLn 1$1.5M
Cash and savings togetherLn 1–2$1.5M
Accounts receivableLn 4$146K
Other assetsLn 15$20K
Total assetsLn 16$1.7M
LiabilitiesLn 26$373K
Net assetsLn 32$1.3M
OperationsPt I, VI
EmployeesI 53
VolunteersI 613
Fiscal year endsHeaderDecember
Conflict-of-interest policyVI 12aNo
Whistleblower policyVI 13No
Records policyVI 14No
3Year over year
Balance sheet, start vs end of yearPt X · col A, B
LineStart FY24End FY24
Cash and savingsLn 1–2$1.2M$1.5M
Total assetsLn 16$1.5M$1.7M
LiabilitiesLn 26$62K$373K
Net assetsLn 32$1.4M$1.3M
4Every line
Statement of functional expensesPt IX · every line
LineTotalProgramsManagementFundraising
Other salaries and wagesLn 7$348K$216K$73K$59K
Other employee benefitsLn 9$106K$66K$22K$18K
Payroll taxesLn 10$192K$119K$40K$33K
Legal feesLn 11b$134K$134K
Accounting feesLn 11c$15K$15K
Other fees for servicesLn 11g$80K$64K$16K
Advertising and promotionLn 12$23K$18K$5K
Office expensesLn 13$22K$14K$5K$4K
OccupancyLn 16$49K$30K$10K$8K
TravelLn 17$60K$4K$1K$54K
Conferences, conventions and meetingsLn 19$640K$640K
InterestLn 20$1K$1K
InsuranceLn 23$6K$6K
Other expenses (24a–d)Ln 24$52K$12K$40K
All other expensesLn 24e$11K$6K$4K$514
Total functional expensesLn 25$1.7M$1.3M$218K$196K

Filing history

YearMoney inMoney outIn minus outNet assetsDownload
FY2024 Latest ViewingFiled with the IRS Nov 17, 2025 $1.6M$1.7M−$103K$1.3M 990 PDF
FY2023Filed with the IRS Nov 14, 2024 $1.6M$1.5M$91K$1.4M 990 PDF
FY2022Filed with the IRS Nov 15, 2023 $1.4M$1.5M−$78K$1.3M 990 PDF
FY2021Filed with the IRS Nov 15, 2022 $1.1M$1.1M−$67K$1.4M 990 PDF
FY2020Filed with the IRS Nov 15, 2021 $738K$891K−$153K$1.5M 990 PDF

Schedules filed Part IV

A · Public support I · Grants O · Explanations
See the full FY2024 990
Part I · Summary $1,635,586 revenue, 12 lines filed
I-8 Contributions and grantsPrior year $391,981$400,360
I-9 Program service revenuePrior year $1,117,000$1,163,506
I-10 Investment incomePrior year $66,645$71,720
I-11 Other revenue$0
I-12 Total revenuePrior year $1,575,626$1,635,586
I-13 Grants and similar amounts paid$0
I-14 Benefits paid to members$0
I-15 Salaries and benefitsPrior year $637,857$646,077
I-16a Professional fundraising fees$0
I-17 Other expensesPrior year $846,982$1,092,409
I-18 Total expensesPrior year $1,484,839$1,738,486
I-19 Revenue less expensesPrior year $90,787−$102,900
Part VI · Governance 16 of 16 board members independent, 3 to look at
VI-1a Voting members of the governing body16
VI-1b Independent voting members16
VI-12a Written conflict of interest policyNo
VI-13 Written whistleblower policyNo
VI-14 Document retention and destruction policyNo
VI-2 Family or business relationship among officers or directorsNo
VI-15a Process for setting top official's payYes
Part VIII · Statement of revenue $1,635,586 across 5 lines filed
VIII-1b Membership dues$400,360
VIII-1h Total contributions, gifts and grants$400,360
VIII-2a-f Program service revenue, itemized rows (sum of 2a–2f as filed)Related to mission $1,163,506$1,163,506
VIII-3 Investment incomeExcluded from tax $71,720$71,720
VIII-12 Total revenueRelated to mission $1,163,506 · Excluded from tax $71,720$1,635,586
Part IX · Statement of functional expenses $1,738,486 across 15 lines filed
IX-7 Other salaries and wagesPrograms $215,844 · Management $73,108 · Fundraising $59,183$348,135
IX-9 Other employee benefitsPrograms $65,747 · Management $22,269 · Fundraising $18,027$106,043
IX-10 Payroll taxesPrograms $118,977 · Management $40,299 · Fundraising $32,623$191,899
IX-11b Legal feesPrograms $134,035$134,035
IX-11c Accounting feesManagement $15,000$15,000
IX-11g Other fees for servicesPrograms $64,080 · Fundraising $16,021$80,101
IX-12 Advertising and promotionPrograms $18,200 · Fundraising $4,549$22,749
IX-13 Office expensesPrograms $13,503 · Management $4,573 · Fundraising $3,703$21,779
IX-16 OccupancyPrograms $30,284 · Management $10,257 · Fundraising $8,304$48,845
IX-17 TravelPrograms $4,463 · Management $1,488 · Fundraising $53,554$59,505
IX-19 Conferences, conventions and meetingsPrograms $640,287$640,287
IX-20 InterestManagement $1,386$1,386
IX-23 InsuranceManagement $5,509$5,509
IX-24 Other expenses (24a–d)Programs $12,480 · Management $39,950$52,430
IX-24e All other expensesPrograms $5,784 · Management $4,485 · Fundraising $514$10,783
IX-25 Total functional expensesPrograms $1,323,684 · Management $218,324 · Fundraising $196,478$1,738,486
Part X · Balance sheet $1,684,480 assets, 10 lines filed
X-1 Cash, non-interest-bearingStart of year $1,188,116$1,519,382
X-4 Accounts receivableStart of year $23,000$145,500
X-15 Other assetsStart of year $19,598$19,598
X-16 Total assetsStart of year $1,477,352$1,684,480
X-19 Deferred revenueStart of year $17,500$327,000
X-25 Other liabilitiesStart of year $44,966$46,158
X-26 Total liabilitiesStart of year $62,466$373,158
X-27 Net assets without donor restrictionsStart of year $1,414,886$1,311,322
X-32 Total net assets or fund balancesStart of year $1,414,886$1,311,322
X-33 Total liabilities and net assetsStart of year $1,477,352$1,684,480
Part XI · Reconciliation of net assets $1,311,322 net assets at year end
XI-1 Total revenue$1,635,586
XI-2 Total expenses$1,738,486
XI-3 Revenue less expenses−$102,900
XI-4 Net assets at start of year$1,414,886
XI-5 Net unrealized gains (losses) on investments−$664
XI-10 Net assets at end of year$1,311,322

Form 990 e-file (XML) FY2024 from the IRS · Classification, formation year and address from the IRS Business Master File

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