Alpha-1 Foundation INC FY2021 filing

Tax-deductible

Coral Gables, FL501(c)(3)Since 1995Health CareEIN 65-0585415Revenue $10.9M in FY2021

On file with the IRSalpha1.org3300 Ponce De Leon Blvd, 33134-7211 · Coral Gables, FLTax-exempt since Mar 1996Publicly supported charity — 170(b)(1)(A)(vi)

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The Alpha-1 Foundation is committed to finding a cure for Alpha-1 antitrypsin deficiency and to improving the lives of people affected by Alpha-1 worldwide.

501(c)(3) charity; gifts are tax-deductible.
81¢ of each $1 spent went to programs.
$507K paid to officers and key staff.
Mission: Form 990 Part I, line 1 · Status: IRS Pub. 78 · Programs: Part IX · Pay: Part VII

Before you give

FY2021 · Form 990Independent: from IRS data, not the org
Download 990
IRS status
501(c)(3)
not on the IRS revocation list
Looks good: listed by the IRS and not on the revocation list.
IRS BMF · Auto-Revocation List
Tax-deductible gifts
Yes
Donations are tax-deductible
Looks good: the IRS lists gifts to it as deductible.
IRS Pub. 78 · IRS BMF
Latest return
FY2025
latest Form 990
Looks good: the latest return is for FY2025, 1 tax year back; within 2 tax years.
IRS e-file · Filing history
Surplus or deficit
4 of 5
filings with a surplus
Average surplus $2.5M a year · 22% of revenue · last 5 filings
Fine: a surplus in 4 of the last 5 filings.
Pt I · Ln 19 · 5 filings
Spent on programs
81%
of spending
Looks good: 81% of spending went to programs; 75% or more.
Pt IX · Ln 25 · col B
Pay to officers and key staff
$507K
to officers and key staff · 8% of spending
Looks good: pay to officers and key staff is 8% of spending; 15% or less.
Pt VII · Sec A
Cash reserves
16 mo
of spending, in cash
Looks good: 16.5 months of spending in cash; 3 or more.
Pt X · Ln 1–2 · Pt I · Ln 18
Named funders
22
named funders · $2.3M
Looks good: 22 funders name it on their filings; 3 or more.
Funders’ Sch. I, 990-PF
Liabilities
$2.4M
7% of total assets
Looks good: liabilities are 7% of assets; 50% or less.
Pt X · Ln 26
Independent board members
12
of 12 voting members
Looks good: 12 of 12 voting members are independent, a majority.
Pt VI · Ln 1a–1b
Looks goodFineWorth a lookConcernNo data yetTap a box for the reason.
Revenue
$10.9M
Spent
$6.3M
To programs
81%
Net assets
$32.2M
By yearFY2021–FY2025
Revenue
$10.9M
FY2021
Tap a bar for its year
Revenue by fiscal year
FY2021$10.9M
FY2022$10.9M
FY2023$10.5M
FY2024$11.6M
FY2025$13.8M
Expenses
$6.3M
FY2021
Tap a bar for its year
Expenses by fiscal year
FY2021$6.3M
FY2022$6.4M
FY2023$8.5M
FY2024$10.1M
FY2025$14.0M
Net assets
$32.2M
FY2021
Tap a bar for its year
Net assets by fiscal year
FY2021$32.2M
FY2022$32.9M
FY2023$35.5M
FY2024$41.9M
FY2025$44.0M

From the FY2021 Form 990 (year ending June 2021) · figures checked against the IRS filing · see the original

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You’re viewing the FY2021 filing — not the latest on file. See the latest (FY2025) →

Is it real?

Yes. Never revoked by the IRS. Latest filing on record: FY2025. IRS ruling in Mar 1996.

IRS Pub. 78 · IRS Auto-Revocation List · IRS Business Master File

Where the money goes

81 cents of each dollar spent went to programs.

Program services 81% · $5.1M Management & general 10% · $628K Fundraising 9% · $550K

Form 990 Part IX, line 25, columns B–D. Every line is in By the numbers.

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Who runs it and what they're paid

17 people listed on the 990; $507K paid to officers and key staff.

Part VII, Section A · reportable compensation · most recent filed roster (FY2020); the FY2021 filing did not itemize Part VII
President and CEO
$276,735Pt VII · Sec A
Sen Dir Research Progs
$121,544Pt VII · Sec A
Sen Dir Corp Relations
$108,866Pt VII · Sec A
President and CEO
$0Pt VII · Sec A
Vice President and CFO
$0Pt VII · Sec A
$0Pt VII · Sec A
$0Pt VII · Sec A
Vice Chair
$0Pt VII · Sec A

Scott Santarella’s $352K as President and CEO is at the 57th percentile of top reported officer pay among 2901 $10–100M health care nonprofits. Peer set: organizations in the same NTEE major field of work and revenue-size band, compared on each org’s own highest-paid officer/key-employee, from Form 990 Part VII / 990-PF Part VIII. Descriptive placement, not a verdict on whether the pay is appropriate.

Compensation history total reportable pay by year · 8 named individuals · Part VII

NameFY2025FY2023FY2022FY2021
Scott Santarella$352,414$315,753——
Miriam a O'Day——$187,865$276,735
Randel H Plant$158,473$134,428$129,239$121,544
Linda Rodriguez$136,689$113,589——
Angela T McBride$135,996$120,202$115,193$108,866
Jeanne Kushner$110,591———
Adriana Arce$107,310———
Linda M Rodriguez——$104,627—

Total reportable compensation (Form 990 Part VII column D / Schedule J column E) by filing year, matched by name within this organization. The Schedule J base / bonus / deferred breakdown is not parsed into this dataset.

See Alpha-1 Foundation INC executive salaries →

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Questions the 990 asks

The form asks each of these directly. These are the filed answers.

  • Family or business ties among officersPt VI · Ln 2No
  • Top official's pay set by an independent reviewPt VI · Ln 15aYes

Programs and updates

Fund research and support patients with Alpha1 Antitrypsin Deficiency.

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Provided by the organization

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3 programs · $3.9M · in their own filed words · FY2020
01

Alpha-1 Research Network

The Alpha-1 research infrastructure provides support for a network of Alpha-1 investigators worldwide. It is one of the Foundation's most valuable assets and includes the DNA & Tissue Bank, Genetics Laboratory, and Clinical Resource Centers.

$3.1Mprogram expense
02

Alpha-1 Registry and Act Study

The Research Registry is a confidential database of diagnosed Alphas and carriers willing and able to participate in research studies and clinical trials for new therapies. The Registry represents the largest cohort of Alphas in the world.

$584Kprogram expense
03

Alpha-1 National Conference

The 30th annual Alpha-1 National Educational Conference was held virtually on June 10-12, 2021. The speakers included some of the leading clinicians and researchers in the field of Alpha-1 to bring incredible subject matter expertise and education to the community.

$236Kprogram expense

Funders

Who pays for it.

From grant filings on record. Receipts are incomplete: individual donors are never listed.

Grants

Schedule I · received and paid
Grants received · FY2024
See all 22 funders →
Grants paid · 68 grants · $7.2M · 2020–2024
University of FloridaFL · FY2024$470,549
Regents of the Univ of CaliforniaFY2024$178,944
Baylor College of MedicineTX · FY2024$174,051
National Jewish HealthCO · FY2024$99,723
Univeristy of CincinnatiFY2024$99,500
Clemson UniversityFY2024$99,452
The University of TexasFY2024$74,000
Boston Univ of Internal MedicineMA · FY2024$63,368
University of ChicagoIL · FY2024$45,894
University of UtahUT · FY2024$10,499
Gordon Research ConferencesRI · FY2024$7,500
See all 68 grants →

By the numbers

The FY2021 990, line by line.

1The main four
Money inPt VIII
$10.9M
Ln 12
Gifts and grantsLn 1h$7.9M
Investment incomeLn 3$2.7M
Fees for servicesLn 2g$240K
Money outPt IX
$6.3M
Ln 25
Programscol B$5.1M
Managementcol C$628K
Fundraisingcol D$550K
Owns and owesPt X
$32.2M
net assets · Ln 32
Cash and savingsLn 1–2$8.6M
Total assetsLn 16$34.6M
LiabilitiesLn 26$2.4M
PeoplePt VI, VII
17
listed · VII A
PaidVII A3
Voting boardVI 1a12
IndependentVI 1b12
2In more detail
Revenue in detailPt VIII
Gifts and grantsLn 1h$7.9M
Noncash giftsLn 1g$210K
Fees for servicesLn 2g$240K
Investment incomeLn 3$2.7M
Other incomeLn 4–11$61K
Gains on assetsLn 7$2.2M
Total revenueLn 12$10.9M
Assets in detailPt X, end of year
CashLn 1$4.3M
SavingsLn 2$4.3M
Cash and savings togetherLn 1–2$8.6M
InvestmentsLn 11–13$24.9M
Land, buildings, equipmentLn 10c$22K
Other assetsLn 15$25K
Total assetsLn 16$34.6M
LiabilitiesLn 26$2.4M
Net assetsLn 32$32.2M
OperationsPt I, VI
EmployeesI 523
VolunteersI 6300
Fiscal year endsHeaderJune
Conflict-of-interest policyVI 12aYes
Whistleblower policyVI 13Yes
Records policyVI 14Yes
3Year over year
Balance sheet, start vs end of yearPt X · col A, B
LineStart FY21End FY21
Cash and savingsLn 1–2$2.9M$8.6M
InvestmentsLn 11–13$22.0M$24.9M
Land, buildings, equipmentLn 10c$24K$22K
Total assetsLn 16$27.0M$34.6M
LiabilitiesLn 26$2.2M$2.4M
Net assetsLn 32$24.9M$32.2M
4Every line
Statement of functional expensesPt IX · every line
LineTotalProgramsManagementFundraising
Grants to domestic organizationsLn 1$1.8M$1.8M
Grants to domestic individualsLn 2$15K$15K
Grants and assistance to foreign recipientsLn 3$1.1M$1.1M
Other salaries and wagesLn 7$1.4M$1.1M$87K$262K
Pension plan contributionsLn 8$22K$16K$2K$4K
Other employee benefitsLn 9$196K$160K$5K$31K
Payroll taxesLn 10$101K$75K$8K$18K
Management feesLn 11a$150K$150K
Legal feesLn 11b$61K$16K$34K$11K
Accounting feesLn 11c$56K$56K
Investment management feesLn 11f$136K$136K
Other fees for servicesLn 11g$214K$162K$52K
Office expensesLn 13$330K$242K$17K$71K
Information technologyLn 14$110K$70K$20K$20K
OccupancyLn 16$211K$160K$12K$38K
TravelLn 17−$293−$166−$127
Conferences, conventions and meetingsLn 19$1K$1K−$236$350
Depreciation, depletion and amortizationLn 22$16K$12K$914$3K
InsuranceLn 23$23K$16K$4K$4K
Other expenses (24a–d)Ln 24$299K$166K$45K$88K
Total functional expensesLn 25$6.3M$5.1M$628K$550K

Filing history

YearMoney inMoney outIn minus outNet assetsDownload
FY2025 Latest $13.8M$14.0M−$225K$44.0M 990 PDF
FY2024 $11.6M$10.1M$1.5M$41.9M 990 PDF
FY2023 $10.5M$8.5M$1.9M$35.5M 990 PDF
FY2022 $10.9M$6.4M$4.5M$32.9M 990 PDF
FY2021 Viewing $10.9M$6.3M$4.7M$32.2M 990 PDF

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Schedules filed Part IV

III · Programs I · Grants R · Related orgs G · Fundraising L · Interested persons A · Public support F · Foreign M · Noncash
See the full FY2021 990 (6 parts)
Part I · Summary $10,942,439 revenue, 12 lines filed
I-8 Contributions and grantsPrior year $7,621,556$7,939,893
I-9 Program service revenuePrior year $561,000$240,000
I-10 Investment incomePrior year $2,917,916$2,701,074
I-11 Other revenuePrior year $70,931$61,472
I-12 Total revenuePrior year $11,171,403$10,942,439
I-13 Grants and similar amounts paidPrior year $3,663,209$2,915,188
I-14 Benefits paid to members$0
I-15 Salaries and benefitsPrior year $1,701,046$1,734,769
I-16a Professional fundraising fees$0
I-17 Other expensesPrior year $2,046,655$1,606,146
I-18 Total expensesPrior year $7,410,910$6,256,103
I-19 Revenue less expensesPrior year $3,760,493$4,686,336
Part VI · Governance 12 of 12 board members independent, no flags
VI-1a Voting members of the governing body12
VI-1b Independent voting members12
VI-2 Family or business relationship among officers or directorsNo
VI-12a Written conflict of interest policyYes
VI-13 Written whistleblower policyYes
VI-14 Document retention and destruction policyYes
VI-15a Process for setting top official's payYes
Part VIII · Statement of revenue $10,942,439 across 9 lines filed
VIII-1f All other contributions, gifts and grants$7,939,893
VIII-1g Noncash contributions (included above)$210,230
VIII-1h Total contributions, gifts and grants$7,939,893
VIII-2a-f Program service revenue, itemized rows (sum of 2a–2f as filed)Unrelated business $240,000$240,000
VIII-3 Investment incomeRelated to mission $460,728$460,728
VIII-6 Net rental income or lossRelated to mission $8,788$8,788
VIII-7 Net gain or loss on sales of assetsRelated to mission $2,240,346$2,240,346
VIII-8 Net income from fundraising events$52,684
VIII-12 Total revenueRelated to mission $2,709,862 · Unrelated business $240,000$10,942,439
Part IX · Statement of functional expenses $6,256,103 across 20 lines filed
IX-1 Grants to domestic organizationsPrograms $1,809,734$1,809,734
IX-2 Grants to domestic individualsPrograms $15,000$15,000
IX-3 Grants and assistance to foreign recipientsPrograms $1,090,454$1,090,454
IX-7 Other salaries and wagesPrograms $1,066,584 · Management $86,955 · Fundraising $261,582$1,415,121
IX-8 Pension plan contributionsPrograms $16,174 · Management $2,199 · Fundraising $4,126$22,499
IX-9 Other employee benefitsPrograms $160,403 · Management $5,088 · Fundraising $30,724$196,215
IX-10 Payroll taxesPrograms $74,957 · Management $7,529 · Fundraising $18,448$100,934
IX-11a Management feesManagement $149,680$149,680
IX-11b Legal feesPrograms $16,025 · Management $33,822 · Fundraising $10,861$60,708
IX-11c Accounting feesManagement $55,840$55,840
IX-11f Investment management feesManagement $135,874$135,874
IX-11g Other fees for servicesPrograms $162,021 · Management $52,302$214,323
IX-13 Office expensesPrograms $241,561 · Management $17,399 · Fundraising $71,271$330,231
IX-14 Information technologyPrograms $70,192 · Management $20,031 · Fundraising $19,671$109,894
IX-16 OccupancyPrograms $160,256 · Management $12,373 · Fundraising $38,283$210,912
IX-17 TravelPrograms −$166 · Management −$127−$293
IX-19 Conferences, conventions and meetingsPrograms $1,359 · Management −$236 · Fundraising $350$1,473
IX-22 Depreciation, depletion and amortizationPrograms $11,838 · Management $914 · Fundraising $2,828$15,580
IX-23 InsurancePrograms $15,905 · Management $3,662 · Fundraising $3,800$23,367
IX-24 Other expenses (24a–d)Programs $165,507 · Management $44,719 · Fundraising $88,331$298,557
IX-25 Total functional expensesPrograms $5,077,804 · Management $628,024 · Fundraising $550,275$6,256,103
Part X · Balance sheet $34,603,486 assets, 17 lines filed
X-1 Cash, non-interest-bearingStart of year $1,049,020$4,319,457
X-2 Savings and temporary cash investmentsStart of year $1,835,636$4,294,626
X-4 Accounts receivableStart of year $2,079,860$982,721
X-9 Prepaid expenses and deferred chargesStart of year $35,014$21,728
X-10c Land, buildings and equipment, netStart of year $24,346$21,749
X-11 Publicly traded securitiesStart of year $22,023,016$24,801,956
X-13 Program-related investmentsStart of year −$25,312$136,115
X-15 Other assetsStart of year $25,134$25,134
X-16 Total assetsStart of year $27,046,714$34,603,486
X-17 Accounts payable and accrued expensesStart of year $1,873,780$1,937,857
X-19 Deferred revenueStart of year $284,000$416,000
X-25 Other liabilitiesStart of year $15,363$13,815
X-26 Total liabilitiesStart of year $2,173,143$2,367,672
X-27 Net assets without donor restrictionsStart of year $22,278,931$29,114,292
X-28 Net assets with donor restrictionsStart of year $2,594,640$3,121,522
X-32 Total net assets or fund balancesStart of year $24,873,571$32,235,814
X-33 Total liabilities and net assetsStart of year $27,046,714$34,603,486
Part XI · Reconciliation of net assets $32,235,814 net assets at year end
XI-1 Total revenue$10,942,439
XI-2 Total expenses$6,256,103
XI-3 Revenue less expenses$4,686,336
XI-4 Net assets at start of year$24,873,571
XI-5 Net unrealized gains (losses) on investments$2,538,609
XI-7 Investment expenses$135,874
XI-9 Other changes in net assets$1,424
XI-10 Net assets at end of year$32,235,814

Form 990 e-file (XML) FY2021 from the IRS · Classification, formation year and address from the IRS Business Master File

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