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KJ
Person · officer / director

Kenneth J Caputo

General Counsel & Sec'y (thru 06/22) · Securities Investor Protection Corporation

General Counsel & Sec'y (thru 06/22) at Securities Investor Protection Corporation. Listed as an officer, director, or key employee across 1 organization on the Form 990 record.

This is me
Organizations
1
Roles reported
1
Reported compensation
$1.3M

Who this is

Profile

The filed facts are verified from the IRS filings. The biography is compiled from public web sources and grounded to that filed record.

✓ Verified from filings
●
Reported as General Counsel & Sec'y (thru 06/22) of Securities Investor Protection Corporation, based in Washington, DC.
●
Received $1.3M in total reported compensation on the most recent Form 990 (Part VII).
Facts extracted directly from each organization's Form 990, Part VII.
Biography Web-sourced

Kenneth J. Caputo serves as General Counsel and Secretary of the Securities Investor Protection Corporation (SIPC), the member-funded U.S.

government corporation established under the Securities Investor Protection Act of 1970. He has represented SIPC in legal proceedings related to the organization's mission to expedite recovery and return of customer cash and assets during broker liquidations.

Compiled from public web sources (3 cited), grounded to the filed record.

Affiliations

Organizations

Securities Investor Protection Corporation General Counsel & Sec'y (thru 06/22) · $463.7M revenue · Washington, DCSEE SCHEDULE Opay $534K → $1.3MFiled FY2022 · Source: Form 990, Part VII
$1.3Mreported comp

Network

Serves alongside

Other officers, directors & key employees at this person's organizations, by latest reported compensation.

J
President & CEO · FY2024
$935K
M
General Counsel & Secretary · FY2024
$651K
C
Vice President - Finance · FY2024
$505K
K
Vice President - Operations · FY2024
$486K
H
Deputy General Counsel · FY2024
$434K
K
Sr. Assoc. GC - Dispute Res · FY2024
$407K
C
Sr. Assoc. GC - Litigation · FY2024
$383K
M
Sr. Systems Admin (thru 8/16/20) · FY2020
$378K
T
Avp - Operations · FY2024
$356K
R
Avp - Information Technology · FY2024
$355K
A
Director - Risk Management · FY2023
$355K
C
Chair of Board · FY2024
$28K

Network

Recommendations

Written by other verified members of the network — visible once you're a verified person yourself.

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Public data from IRS Form 990 e-file & the Business Master File. Individuals appear here because they were named as an officer, director, or key employee on a nonprofit's Form 990; people are grouped by name plus corroborating evidence (Schedule R, shared address, shared board members). · philanthropy.org