Person · officer / director

Jon Kroeper

Operating Committee Member · Cat Nms LLC

Operating Committee Member at Cat Nms LLC. Listed as an officer, director, or key employee across 2 organizations on the Form 990 record.

This is me

Ambiguous identity This name matches 1 other individual we could not verify as the same person. Each is kept as a separate record below — treat them as distinct people unless an explicit match is confirmed.

Organizations

Roles reported

Others who share this name

Who this is

Profile

Everything on the left is verified from the IRS filings. The biography on the right is compiled from public web sources and grounded to that filed record.

✓ Verified from filings

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Reported as Operating Committee Member of Cat Nms LLC, based in New York, NY.

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Also listed as Operating Committee Member of Consolidated Audit Trail LLC, uncompensated.

Facts extracted directly from each organization's Form 990, Part VII.

Biography Web-sourced

Executive Vice President in the Market Regulation Department at FINRA (Financial Industry Regulatory Authority) from 2007-2024, where he led a team of 280+ analysts and investigators conducting automated surveillance and investigations into market misconduct across U.S. equity and fixed income markets.

Kroeper previously served as attorney-advisor and senior counsel at the SEC (1994-2000, 2005-2007).

Compiled from public web sources (5 cited), grounded to the filed record.

Affiliations

Organizations

Linked as the same person by IRS Schedule R, a shared officer mailing address, or shared fellow board members.

Consolidated Audit Trail LLC Operating Committee Member · New York, NYSEE DESCRIPTION REPORTED ON SCHEDULE O.Filed FY2023, FY2022, FY2021, FY2020 · Source: Form 990, Part VII

Cat Nms LLC Operating Committee Member · $6.3M revenue · New York, NYSEE DESCRIPTION REPORTED ON SCHEDULE O.Filed FY2020 · Source: Form 990, Part VII

Disambiguation

Other people named Jon Kroeper

Different individuals who share this name, separated by IRS Schedule R, mailing address, and shared-board evidence. The 990 carries no person identifier, so some may still be the same person.

Jon Kroeper 1 organization · Rockville, MDFinancial Industry Regulatory Authority INC

Network

Serves alongside

Other officers, directors & key employees at this person's organizations, by latest reported compensation.

A Duer Meehan

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David Yacono

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Brandon Becker Eff 21423

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Brandon Becker

Chair, Operating Committee · FY2024

$135K

Michael Simon Eff 21423

Chair Emeritus · FY2023

$83K

Elizabeth King